Form 4 for ESCA ESCALADE INC
Accepted 2023-04-28 00:00:00 ET · period of report 2023-04-28 · accession 0001415889-23-007017 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-04-28 | 2023-04-28 | ESCA | Sehgal Anita | Dir | A - Grant | — | +2,500 | 3,447 | +264% | — |
| D | 2023-04-28 | 2023-04-28 | ESCA | Sehgal Anita | Dir | M - OptEx | $0.00 | -2,500 | 2,500 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-28 | A | A | 2,500 | — | 3,447 | D | — | — | (F1) Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. |
| 2 | Derivative | Restricted Stock Units | 2023-04-28 | M | D | 2,500 | $0.00 | 2,500 | D | — · — to 2024-04-28 | 2,500 Common Stock | (F1) Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. (F2) Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). (F3) On April 28, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which 2,500 RSUs vested and settled on April 28, 2023, as reported in this Form 4. The remaining 2,500 RSUs will vest and settle on April 28, 2024, provided that the reporting person remains a director of Escalade as of such vesting date. All RSUs settle in shares of ESCA common stock. |