Form 4 for APT ALPHA PRO TECH LTD
Accepted 2023-05-03 00:00:00 ET · period of report 2023-05-01 · accession 0001415889-23-007252 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-03 | 2023-05-01 | APT | RITOTA JOHN | Dir | M - OptEx | $3.60 | +15.0K | 46.5K | +48% | +$54.0K |
| DM | 2023-05-03 | 2023-05-01 | APT | RITOTA JOHN | Dir | M - OptEx | $3.60 | -15.0K | 29.9K | -33% | -$54.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-01 | M | A | 15,000 | $3.60 | 46,463 | D | — | — | |
| 2 | Derivative | options | 2023-05-01 | M | D | 5,000 | $3.60 | 19,900 | D | $3.60 · 2021-09-21 to 2023-09-20 | 5,000 common stock | |
| 3 | Derivative | options | 2023-05-01 | M | D | 5,000 | $3.60 | 24,900 | D | $3.60 · 2020-09-21 to 2023-09-20 | 5,000 common stock | |
| 4 | Derivative | options | 2023-05-01 | M | D | 5,000 | $3.60 | 29,900 | D | $3.60 · 2019-09-21 to 2023-09-20 | 5,000 common stock |