Form 4 for ECL Ecolab
Accepted 2023-05-12 00:00:00 ET · period of report 2023-05-10 · accession 0001415889-23-007910 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-12 | 2023-05-08 | ECL | Alfano Nicholas J. | EVP, Pres - Gbl INDUSTRIAL | S - Sale+OE | $175.00 | -1,098 | 9,717 | -10% | -$192.2K |
| D | 2023-05-12 | 2023-05-08 | ECL | Alfano Nicholas J. | EVP, Pres - Gbl INDUSTRIAL | M - OptEx | $107.69 | +1,098 | 10.8K | +11% | +$118.2K |
| D | 2023-05-12 | 2023-05-08 | ECL | Alfano Nicholas J. | EVP, Pres - Gbl INDUSTRIAL | M - OptEx | $0.00 | -1,098 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-08 | S | D | 1,098 | $175.00 | 9,717 | D | — | — | |
| 2 | Common | Common Stock | 2023-05-08 | M | A | 1,098 | $107.69 | 10,815 | D | — | — | (F1) The total includes 8.676 shares resulting from automatic dividend reinvestment in transactions exempt pursuant to Rule 16a-11 under Section 16 of the Securities Exchange Act of 1934. |
| 3 | Derivative | Employee Stock Option (Right to Buy) | 2023-05-08 | M | D | 1,098 | $0.00 | 0 | D | $107.69 · 2015-12-03 to 2024-12-03 | 1,098 Common Stock | (F3) Option granted under the Ecolab Inc. 2010 Stock Incentive Plan. The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column is the first anniversary of the date of grant. |