Form 4 for CAPR CAPRICOR THERAPEUTICS, INC.
Accepted 2023-05-16 00:00:00 ET · period of report 2023-05-12 · accession 0001415889-23-008130 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-16 | 2023-05-12 | CAPR | Marban Linda | CEO, Dir | M - OptEx | $1.39 | +20.7K | 198.6K | +12% | +$28.8K |
| D | 2023-05-16 | 2023-05-12 | CAPR | Marban Linda | CEO, Dir | M - OptEx | $0.00 | -41.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-12 | M | A | 20,749 | $1.39 | 198,604 | D | — | — | (F1) Half of the shares of Common Stock acquired upon exercise of this option were delivered to the Reporting Person's ex-spouse pursuant to a domestic relations order, which transaction is exempt from Section 16 pursuant to Rule 16a-12 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The Reporting Person no longer reports as beneficially owned any securities owned by her ex-spouse. (F2) This figure reflects the acquisition of 132,060 shares of Common Stock from the Reporting Person's ex-spouse pursuant to a domestic relations order, which acquisition is exempt from Section 16 pursuant to Rule 16a-12 under the Exchange Act. The Reporting Person no longer reports as beneficially owned any securities owned by her ex-spouse. |
| 2 | Derivative | Stock Option (Right to Buy) | 2023-05-12 | M | D | 41,497 | $0.00 | 0 | D | $1.39 · — to 2023-05-14 | 0 Common Stock | (F1) Half of the shares of Common Stock acquired upon exercise of this option were delivered to the Reporting Person's ex-spouse pursuant to a domestic relations order, which transaction is exempt from Section 16 pursuant to Rule 16a-12 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The Reporting Person no longer reports as beneficially owned any securities owned by her ex-spouse. (F3) The stock option award is fully vested and exercisable. |