Form 4 for BOOT Boot Barn Holdings, Inc.
Accepted 2023-05-26 00:00:00 ET · period of report 2023-05-26 · accession 0001415889-23-008851 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-05-26 | 2023-05-26 | BOOT | Hackman Gregory V. | EVP, COO | M - OptEx | $11.68 | +24.9K | 59.0K | +73% | +$291.1K |
| D | 2023-05-26 | 2023-05-26 | BOOT | Hackman Gregory V. | EVP, COO | S - Sale+OE | $69.16 | -15.7K | 57.1K | -22% | -$1.09M |
| DM | 2023-05-26 | 2023-05-26 | BOOT | Hackman Gregory V. | EVP, COO | M - OptEx | $0.00 | -24.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-26 | M | A | 7,166 | $23.92 | 72,869 | D | — | — | |
| 2 | Common | Common Stock | 2023-05-26 | S | D | 15,749 | $69.16 | 57,120 | D | — | — | (F1) Reflects the weighted average price of sales on May 26, 2023. The shares were sold in multiple transactions at prices ranging from $68.52 to $70.00, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. (F2) Amount of securities beneficially owned consists of the number of shares of common stock held by the reporting person as of May 26, 2023. |
| 3 | Common | Common Stock | 2023-05-26 | M | A | 6,749 | $6.15 | 65,703 | D | — | — | |
| 4 | Common | Common Stock | 2023-05-26 | M | A | 11,000 | $7.11 | 58,954 | D | — | — | |
| 5 | Derivative | Options | 2023-05-26 | M | D | 6,749 | $0.00 | 0 | D | $6.15 · — to 2025-06-05 | 6,749 Common Stock | (F3) The Options were granted under the Company's 2014 Equity Incentive Plan and were subject to vesting over a five-year period in equal annual installments on each anniversary of the grant date and became fully vested on June 5, 2022. (F4) The Options expire the earlier of the expiration date, or 30 days from retirement. On March 31, 2023, Mr. Hackman announced his plan to retire in June 2023. |
| 6 | Derivative | Common Stock | 2023-05-26 | M | D | 7,166 | $0.00 | 0 | D | $23.92 · — to 2026-05-24 | 7,166 Common Stock | (F6) The Options were granted under the Company's 2014 Equity Incentive Plan and were subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date and became fully vested on May 24, 2022. (F4) The Options expire the earlier of the expiration date, or 30 days from retirement. On March 31, 2023, Mr. Hackman announced his plan to retire in June 2023. |
| 7 | Derivative | Options | 2023-05-26 | M | D | 11,000 | $0.00 | 0 | D | $7.11 · — to 2024-05-20 | 11,000 Common Stock | (F5) The Options were granted under the Company's 2014 Equity Incentive Plan and were subject to vesting over a five-year period in equal annual installments on each anniversary of the grant date and became fully vested on May 20, 2021. (F4) The Options expire the earlier of the expiration date, or 30 days from retirement. On March 31, 2023, Mr. Hackman announced his plan to retire in June 2023. |