Form 4 for RIOT Riot Platforms, Inc.
Accepted 2023-05-30 00:00:00 ET · period of report 2023-05-25 · accession 0001415889-23-008928 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-05-30 | 2023-05-25 | RIOT | Les Jason | CEO | S - Sale | $10.83 | -50.0K | 411.8K | -11% | -$541.5K |
| I | 2023-05-30 | 2023-05-25 | RIOT | Les Jason | CEO | G - Gift | $0.00 | -5,000 | 406.8K | -1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-25 | S | D | 50,000 | $10.83 | 411,794 | I See Footnote | — | — | (F1) These shares of the Issuer's Common Stock were sold in a series of multiple transactions at prices ranging from $10.79 to $10.94 per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. (F2) Shares held of record in trust by Jason M. Les, Trustee of The Jason M. Les Trust, dated March 8, 2021. |
| 2 | Common | Common Stock | 2023-05-25 | G | D | 5,000 | $0.00 | 406,794 | I See Footnote | — | — | (F3) The reported disposition represents a bona fide gift made by the Reporting Person. (F2) Shares held of record in trust by Jason M. Les, Trustee of The Jason M. Les Trust, dated March 8, 2021. |