Form 4 for TRAW Traws Pharma, Inc.
Accepted 2023-06-13 00:00:00 ET · period of report 2023-06-12 · accession 0001415889-23-009750 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-13 | 2023-06-12 | TRAW | Guerin Mark Patrick | CFO AND COO | M - OptEx | — | +5,500 | 23.7K | +30% | — |
| D | 2023-06-13 | 2023-06-12 | TRAW | Guerin Mark Patrick | CFO AND COO | F - Tax | $1.14 | -1,575 | 22.1K | -7% | -$1,795 |
| D | 2023-06-13 | 2023-06-12 | TRAW | Guerin Mark Patrick | CFO AND COO | M - OptEx | $0.00 | -5,500 | 11.0K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-12 | M | A | 5,500 | — | 23,691 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2023-06-12 | F | D | 1,575 | $1.14 | 22,116 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-06-12 | M | D | 5,500 | $0.00 | 11,000 | D | — · — to — | 5,500 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F2) On June 10, 2022 the reporting person was granted 16,500 restricted stock units which vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34% on the third anniversary. |