Form 4 for SMBC SOUTHERN MISSOURI BANCORP, INC.
Accepted 2023-07-17 00:00:00 ET · period of report 2023-07-13 · accession 0001415889-23-011169 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-07-17 | 2023-07-13 | SMBC | Daves Lora Lee | EVP-CFO | M - OptEx | $36.06 | +6,000 | 29.7K | +25% | +$216.4K |
| DM | 2023-07-17 | 2023-07-13 | SMBC | Daves Lora Lee | EVP-CFO | M - OptEx | $0.00 | -6,000 | 800 | -88% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-13 | M | A | 2,000 | $37.31 | 26,866.62 | D | — | — | |
| 2 | Common | Common Stock | 2023-07-13 | M | A | 1,200 | $34.91 | 30,878.68 | D | — | — | (F1) The total amount beneficially owned also reflects 12.06 shares acquired through the Company's Dividend Reinvestment Plan. |
| 3 | Common | Common Stock | 2023-07-13 | M | A | 1,600 | $34.35 | 28,466.62 | D | — | — | |
| 4 | Common | Common Stock | 2023-07-13 | M | A | 1,200 | $37.40 | 29,666.62 | D | — | — | |
| 5 | Derivative | Stock Option (Right to Buy) | 2023-07-13 | M | D | 1,600 | $0.00 | 400 | D | $34.35 · — to 2029-01-04 | 1,600 Common Stock | (F5) The options become exercisable in 20% installments over a five year period with the first installment vesting on 1/4/20. Each remaining installment vests annually thereafter. |
| 6 | Derivative | Stock Option (Right to Buy) | 2023-07-13 | M | D | 1,200 | $0.00 | 1,800 | D | $34.91 · — to 2031-02-10 | 1,200 Common Stock | (F4) The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/10/22. Each remaining installment vests annually thereafter. |
| 7 | Derivative | Stock Option (Right to Buy) | 2023-07-13 | M | D | 2,000 | $0.00 | 0 | D | $37.31 · — to 2028-01-16 | 2,000 Common Stock | (F6) The options become exercisable in 20% installments over a five year period with the first installment vesting on 1/16/19. Each remaining installment vests annually thereafter. |
| 8 | Derivative | Stock Option (Right to Buy) | 2023-07-13 | M | D | 1,200 | $0.00 | 800 | D | $37.40 · — to 2030-02-18 | 1,200 Common Stock | (F3) The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/18/21. Each remaining installment vests annually thereafter. |