Form 4 for AMP Ameriprise Financial
Accepted 2023-07-17 00:00:00 ET · period of report 2023-07-13 · accession 0001415889-23-011192 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-07-17 | 2023-07-13 | AMP | TRUSCOTT WILLIAM F | CEO, Gbl ASSET MANAGEMENT | F - Tax | $341.90 | -291.94 | 10.7K | -3% | -$99.8K |
| D | 2023-07-17 | 2023-07-13 | AMP | TRUSCOTT WILLIAM F | CEO, Gbl ASSET MANAGEMENT | M - OptEx | — | +628.94 | 11.3K | +6% | — |
| D | 2023-07-17 | 2023-07-13 | AMP | TRUSCOTT WILLIAM F | CEO, Gbl ASSET MANAGEMENT | M - OptEx | — | -628.94 | 1,386 | -31% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-13 | F | D | 291.94 | $341.90 | 10,675 | D | — | — | (F2) The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. |
| 2 | Common | Common Stock | 2023-07-13 | M | A | 628.94 | — | 11,303.94 | D | — | — | (F1) Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. |
| 3 | Derivative | Phantom Stock | 2023-07-13 | M | D | 628.94 | — | 1,386.35 | D | — · — to — | 628.94 Common Stock | (F1) Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. (F4) Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. |