Form 4 for AVK ADVENT CONVERTIBLE & INCOME FUND
Accepted 2023-07-18 00:00:00 ET · period of report 2023-07-14 · accession 0001415889-23-011240 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-07-18 | 2023-07-14+ | AVK | ADVENT CAPITAL MANAGEMENT /DE/ | INVESTMENT MANAGER | S - Sale | $11.69 | -59.0K | 0 | -100% | -$690.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-17 | S | D | 10,000 | $11.68 | 19,048 | D | — | — | |
| 2 | Common | Common Stock | 2023-07-14 | S | D | 30,000 | $11.68 | 29,048 | D | — | — | |
| 3 | Common | Common Stock | 2023-07-18 | S | D | 19,048 | $11.72 | 0 | D | — | — |