Form 4/A for SMBC SOUTHERN MISSOURI BANCORP, INC.
Accepted 2023-08-03 00:00:00 ET · period of report 2023-01-24 · accession 0001415889-23-011796 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MAI | 2023-08-03 | 2023-01-24 | SMBC | Young William E | Dir | A - Grant | — | +242.9K | 239.4K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-24 | A | A | 3,488 | — | 3,488 | I By IRA | — | — | (F3) Received in exchange for shares of the common stock of Citizens Bancshares Co. ("Citizens") in connection with the merger of Citizens with and into Southern Missouri Bancorp, Inc. ("SMBI"). Under the terms of the merger agreement between SMBI and Citizens, at the effective time of the Merger, each share of Citizens common stock outstanding immediately prior to the effective date was exchanged for 1.1755 shares of Southern Missouri Common Stock or $54.93 in cash at the election of the Citizens shareholder subject to proration and allocation provisions in the Merger Agreement. These shares were omitted from the reporting person's original Form 4, and also were omitted from one Form 4 filed by the reporting person after his Form 4 was filed on 1/24/23. |
| 2 | Common | Common Stock | 2023-01-24 | A | A | 239,417 | — | 239,417 | I By Young Corporation | — | — | (F1) Received in exchange for shares of the common stock of Citizens Bancshares Co. ("Citizens") in connection with the merger of Citizens with and into Southern Missouri Bancorp, Inc. ("SMBI"). Under the terms of the merger agreement between SMBI and Citizens, at the effective time of the Merger, each share of Citizens common stock outstanding immediately prior to the effective date was exchanged for 1.1755 shares of Southern Missouri Common Stock or $54.93 in cash at the election of the Citizens shareholder subject to proration and allocation provisions in the Merger Agreement. (F2) Amount was previously inadvertently reported as receiving 297,829 shares of SMBI common stock in exchange for Citizens common stock on the reporting person's Form 4 filed on 1/24/23 and one subsequent Form 4 filed by the reporting person when the number of shares actually received in connection with the Merger was 239,417. |