Form 4 for AMP Ameriprise Financial
Accepted 2023-08-07 00:00:00 ET · period of report 2023-08-03 · accession 0001415889-23-011897 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-07 | 2023-08-03 | AMP | CRACCHIOLO JAMES M | COB AND CEO, Dir | F - Tax | $354.13 | -30.4K | 166.7K | -15% | -$10.76M |
| D | 2023-08-07 | 2023-08-03 | AMP | CRACCHIOLO JAMES M | COB AND CEO, Dir | M - OptEx | $179.84 | +40.0K | 197.1K | +25% | +$7.19M |
| D | 2023-08-07 | 2023-08-03 | AMP | CRACCHIOLO JAMES M | COB AND CEO, Dir | S - Sale+OE | $354.00 | -9,616 | 157.1K | -6% | -$3.40M |
| D | 2023-08-07 | 2023-08-03 | AMP | CRACCHIOLO JAMES M | COB AND CEO, Dir | M - OptEx | $0.00 | -40.0K | 79.8K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-03 | F | D | 30,384 | $354.13 | 166,719 | D | — | — | |
| 2 | Common | Common Stock | 2023-08-03 | M | A | 40,000 | $179.84 | 197,103 | D | — | — | |
| 3 | Common | Common Stock | 2023-08-03 | S | D | 9,616 | $354.00 | 157,103 | D | — | — | (F1) Reflects the weighted average price of 9,616 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 3, 2023 with sale prices ranging from $353.2626 to $354.2287 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Derivative | Employee Stock Option (right to buy) | 2023-08-03 | M | D | 40,000 | $0.00 | 79,834 | D | $179.84 · — to 2028-01-26 | 40,000 Common Stock | (F3) Fully vested. |