Form 4 for GKOS GLAUKOS Corp
Accepted 2023-08-08 00:00:00 ET · period of report 2023-08-04 · accession 0001415889-23-011933 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-08 | 2023-08-04 | GKOS | Kliman Gilbert H | Dir | S - Sale+OE | $74.56 | -10.0K | 29.7K | -25% | -$745.6K |
| D | 2023-08-08 | 2023-08-04 | GKOS | Kliman Gilbert H | Dir | M - OptEx | $7.28 | +10.0K | 39.7K | +34% | +$72.8K |
| D | 2023-08-08 | 2023-08-04 | GKOS | Kliman Gilbert H | Dir | M - OptEx | $0.00 | -10.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-04 | S | D | 10,000 | $74.56 | 29,725 | D | — | — | (F1) Includes 4,802 restricted stock units that have not yet vested or been delivered to the Reporting Person. |
| 2 | Common | Common Stock | 2023-08-04 | M | A | 10,000 | $7.28 | 39,725 | D | — | — | (F1) Includes 4,802 restricted stock units that have not yet vested or been delivered to the Reporting Person. |
| 3 | Derivative | Stock Option (Right to Buy) | 2023-08-04 | M | D | 10,000 | $0.00 | 0 | D | $7.28 · — to 2024-07-10 | 10,000 Common Stock | (F2) This option was granted on July 10, 2014 and had a three-year vesting schedule in which one-third vested on each of the first three anniversaries of the grant date. |