Form 4 for BOOT Boot Barn Holdings, Inc.
Accepted 2023-08-11 00:00:00 ET · period of report 2023-08-09 · accession 0001415889-23-012125 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-11 | 2023-08-09+ | BOOT | Grijalva Laurie Marie | Chief MERCHANDISING Off | M - OptEx | $20.53 | +35.4K | 24.5K | New | +$727.2K |
| DM | 2023-08-11 | 2023-08-09+ | BOOT | Grijalva Laurie Marie | Chief MERCHANDISING Off | S - Sale+OE | $97.03 | -41.4K | 17.7K | -70% | -$4.02M |
| DM | 2023-08-11 | 2023-08-09+ | BOOT | Grijalva Laurie Marie | Chief MERCHANDISING Off | M - OptEx | $0.00 | -35.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-09 | M | A | 5,993 | $23.92 | 23,732 | D | — | — | |
| 2 | Common | Common Stock | 2023-08-10 | S | D | 35,440 | $97.00 | 11,722 | D | — | — | |
| 3 | Common | Common Stock | 2023-08-10 | M | A | 22,674 | $23.92 | 47,162 | D | — | — | |
| 4 | Common | Common Stock | 2023-08-10 | M | A | 6,749 | $6.15 | 24,488 | D | — | — | |
| 5 | Common | Common Stock | 2023-08-09 | S | D | 5,993 | $97.22 | 17,739 | D | — | — | (F1) Reflects the weighted average price of sales on August 9, 2023. The shares were sold in multiple transactions at prices ranging from $97.00 to $97.90, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| 6 | Derivative | Options | 2023-08-09 | M | D | 5,993 | $0.00 | 22,674 | D | $23.92 · — to 2026-05-24 | 5,993 Common Stock | (F3) The Options were granted under the Company's 2014 Equity Incentive Plan and were subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date. |
| 7 | Derivative | Options | 2023-08-10 | M | D | 6,749 | $0.00 | 0 | D | $6.15 · — to 2025-06-05 | 6,749 Common Stock | (F4) The Options were granted under the Company's 2014 Equity Incentive Plan and were subject to vesting over a five-year period in equal annual installments on each anniversary of the grant date. |
| 8 | Derivative | Options | 2023-08-10 | M | D | 22,674 | $0.00 | 0 | D | $23.92 · — to 2026-05-24 | 22,674 Common Stock | (F3) The Options were granted under the Company's 2014 Equity Incentive Plan and were subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date. |