Form 4 for LAUR LAUREATE EDUCATION, INC.
Accepted 2023-08-11 00:00:00 ET · period of report 2023-08-09 · accession 0001415889-23-012171 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-11 | 2023-08-09 | LAUR | Sinkfield Richard Harvey III | CLO | M - OptEx | $8.34 | +12.7K | 77.9K | +19% | +$105.9K |
| D | 2023-08-11 | 2023-08-09 | LAUR | Sinkfield Richard Harvey III | CLO | S - Sale+OE | $14.03 | -9,092 | 68.8K | -12% | -$127.6K |
| D | 2023-08-11 | 2023-08-09 | LAUR | Sinkfield Richard Harvey III | CLO | M - OptEx | $0.00 | -12.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-09 | M | A | 12,692 | $8.34 | 77,863 | D | — | — | |
| 2 | Common | Common Stock | 2023-08-09 | S | D | 9,092 | $14.03 | 68,771 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $14.03 to $14.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Derivative | Employee Stock Option (right to buy) | 2023-08-09 | M | D | 12,692 | $0.00 | 0 | D | $8.34 · — to 2023-10-02 | 12,692 Common Stock | (F2) The option vested in five substantially equal installments on each of December 31, 2013, 2014, 2015, 2016 and 2017. |