Form 4 for ACM AECOM
Accepted 2023-08-17 00:00:00 ET · period of report 2023-08-15 · accession 0001415889-23-012361 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-17 | 2022-12-22 | ACM | Rudd Troy | CEO, Dir | G - Gift | $0.00 | -800 | 185.1K | -0.4% | $0 |
| DM | 2023-08-17 | 2023-08-15 | ACM | Rudd Troy | CEO, Dir | M - OptEx | $20.12 | +102.2K | 285.4K | +56% | +$2.06M |
| D | 2023-08-17 | 2023-08-15 | ACM | Rudd Troy | CEO, Dir | F - Tax | $87.88 | -21.4K | 264.0K | -7% | -$1.88M |
| DM | 2023-08-17 | 2023-08-15 | ACM | Rudd Troy | CEO, Dir | S - Sale+OE | $88.33 | -78.1K | 185.9K | -30% | -$6.90M |
| DM | 2023-08-17 | 2023-08-15 | ACM | Rudd Troy | CEO, Dir | M - OptEx | $0.00 | -102.2K | 106.2K | -49% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-22 | G | D | 800 | $0.00 | 185,142 | D | — | — | |
| 2 | Common | Common Stock | 2023-08-15 | M | A | 49,071 | $0.00 | 232,308 | D | — | — | (F1) Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On August 15, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock. |
| 3 | Common | Common Stock | 2023-08-15 | M | A | 53,097 | $38.72 | 285,405 | D | — | — | |
| 4 | Common | Common Stock | 2023-08-15 | F | D | 21,366 | $87.88 | 264,039 | D | — | — | |
| 5 | Common | Common Stock | 2023-08-15 | S | D | 64,792 | $88.22 | 199,247 | D | — | — | (F4) The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $87.74 to $88.73 the majority of which were sold to satisfy the option exercise price and related taxes. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range noted in this footnote. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 22, 2023. |
| 6 | Common | Common Stock | 2023-08-15 | S | D | 13,305 | $88.89 | 185,942 | D | — | — | (F5) The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $88.74 to $89.42 the majority of which were sold to satisfy the option exercise price and related taxes. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range noted in this footnote. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 22, 2023. |
| 7 | Derivative | Restricted Stock Units | 2023-08-15 | M | D | 49,071 | $0.00 | 0 | D | — · — to — | 49,071 Common Stock | (F1) Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On August 15, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock. |
| 8 | Derivative | Employee Stock Option | 2023-08-15 | M | D | 53,097 | $0.00 | 106,194 | D | $38.72 · — to 2027-08-15 | 53,097 Common Stock | (F2) Represents the exercise of a stock option that was exercisable in equal tranches subject to (A) Mr. Rudd's continued employment with the Issuer through the first, second, third, fourth and fifth anniversaries of the 8/15/2020 option grant date, and (B) the volume-weighted average prices of AECOM's common stock on the New York Stock Exchange during any consecutive 20 trading day period exceeding certain price hurdles. The exercise of the stock options reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 22, 2023. |