Form 4 for APT ALPHA PRO TECH LTD
Accepted 2023-09-12 00:00:00 ET · period of report 2023-09-08 · accession 0001415889-23-013163 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-09-12 | 2023-09-08 | APT | Buchan James | Dir | M - OptEx | $3.60 | +10.0K | 16.0K | +166% | +$36.0K |
| D | 2023-09-12 | 2023-09-08 | APT | Buchan James | Dir | S - Sale+OE | $4.46 | -10.0K | 6,013 | -62% | -$44.6K |
| DM | 2023-09-12 | 2023-09-08 | APT | Buchan James | Dir | M - OptEx | $0.00 | -10.0K | 19.9K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | options | 2023-09-08 | M | A | 10,000 | $3.60 | 16,013 | D | — | — | |
| 2 | Common | Common Stock | 2023-09-08 | S | D | 10,000 | $4.46 | 6,013 | D | — | — | |
| 3 | Derivative | Options | 2023-09-08 | M | D | 5,000 | $0.00 | 24,900 | D | $3.60 · 2020-09-21 to 2023-09-20 | 5,000 Common Stock | |
| 4 | Derivative | Options | 2023-09-08 | M | D | 5,000 | $0.00 | 19,900 | D | $3.60 · 2021-09-21 to 2023-09-20 | 5,000 Common Stock |