Form 4 for AXTI AXT INC
Accepted 2023-09-12 00:00:00 ET · period of report 2023-05-15 · accession 0001415889-23-013164 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-09-12 | 2023-05-15 | AXTI | YOUNG MORRIS S | COB AND CEO, Dir | G - Gift | $0.00 | +108.1K | 108.1K | New | $0 |
| M | 2023-09-12 | 2023-05-15+ | AXTI | YOUNG MORRIS S | COB AND CEO, Dir | G - Gift | $0.00 | -216.2K | 1.99M | -10% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-15 | G | A | 108,112 | $0.00 | 108,112 | I By daughter | — | — | (F1) The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| 2 | Common | Common Stock | 2023-05-19 | G | D | 108,112 | $0.00 | 1,877,251 | D | — | — | |
| 3 | Common | Common Stock | 2023-05-15 | G | D | 108,112 | $0.00 | 1,985,363 | D | — | — |