Form 4 for GKOS GLAUKOS Corp

Accepted 2023-09-12 00:00:00 ET · period of report 2023-07-10 · accession 0001415889-23-013191 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2023-09-12	2023-07-10	GKOS	Burns Thomas William	COB, CEO, Dir	G - Gift	$0.00	-28.5K	54.4K	-34%	$0
	2023-09-12	2023-09-08	GKOS	Burns Thomas William	COB, CEO, Dir	F - Tax	$74.72	-3,822	50.6K	-7%	-$285.6K
I	2023-09-12	2023-07-10	GKOS	Burns Thomas William	COB, CEO, Dir	G - Gift	$0.00	+28.5K	893.9K	+3%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-07-10	G	D	28,497	$0.00	54,438	D	—	—	(F2) In addition to the transfer of shares of common stock reported herein, an additional 587,588 shares were transferred to the Burns Family Trust for estate planning purposes on various dates between January 2020 and May 2022. These shares were previously reported as directly held by the Reporting Person.
2	Common	Common Stock	2023-09-08	F	D	3,822	$74.72	50,616	D	—	—	(F3) Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 18, 2021. (F4) Includes 43,008 restricted stock units that have not yet vested or been delivered to the Reporting Person.
3	Common	Common Stock	2023-07-10	G	A	28,497	$0.00	893,932	I Through the Burns Family Trust	—	—	(F2) In addition to the transfer of shares of common stock reported herein, an additional 587,588 shares were transferred to the Burns Family Trust for estate planning purposes on various dates between January 2020 and May 2022. These shares were previously reported as directly held by the Reporting Person.