Form 4 for AUB Atlantic Union Bankshares Corp
Accepted 2023-10-04 00:00:00 ET · period of report 2016-09-01 · accession 0001415889-23-014003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-10-04 | 2023-10-02 | AUB | WAMPLER KEITH L | Dir | A - Grant | $0.00 | +521 | 14.8K | +4% | $0 |
| DMI | 2023-10-04 | 2016-09-01+ | AUB | WAMPLER KEITH L | Dir | A - Grant | $33.58 | +2,787 | 20.5K | +16% | +$93.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-10-02 | A | A | 521 | $0.00 | 14,840 | D | — | — | (F1) Direct issue from Issuer. |
| 2 | Derivative | Phantom Stock | 2017-03-01 | A | A | 328.97 | $36.26 | 20,808.21 | I By Trustee of Non-Qualified Plan (deferred comp) | — · — to — | 328.97 Common Stock | (F3) Based on the market closing price on the last trading day before the transaction date. (F2) Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash or common stock, at the election of the reporting person, upon the reporting person's termination of service as a director; provided, that if the reporting person elected to receive distributions under the Company's non-qualified deferred compensation plan in installments, such amounts are payable only in cash. |
| 3 | Derivative | Phantom Stock | 2017-06-01 | A | A | 348.62 | $33.60 | 21,156.83 | I By Trustee of Non-Qualified Plan (deferred comp) | — · — to — | 348.62 Common Stock | (F3) Based on the market closing price on the last trading day before the transaction date. (F2) Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash or common stock, at the election of the reporting person, upon the reporting person's termination of service as a director; provided, that if the reporting person elected to receive distributions under the Company's non-qualified deferred compensation plan in installments, such amounts are payable only in cash. |
| 4 | Derivative | Phantom Stock | 2017-09-01 | A | A | 460.80 | $31.33 | 21,617.63 | I By Trustee of Non-Qualified Plan (deferred comp) | — · — to — | 460.80 Common Stock | (F3) Based on the market closing price on the last trading day before the transaction date. (F2) Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash or common stock, at the election of the reporting person, upon the reporting person's termination of service as a director; provided, that if the reporting person elected to receive distributions under the Company's non-qualified deferred compensation plan in installments, such amounts are payable only in cash. |
| 5 | Derivative | Phantom Stock | 2017-12-01 | A | A | 358.87 | $37.69 | 21,976.50 | I By Trustee of Non-Qualified Plan (deferred comp) | — · — to — | 358.87 Common Stock | (F3) Based on the market closing price on the last trading day before the transaction date. (F2) Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash or common stock, at the election of the reporting person, upon the reporting person's termination of service as a director; provided, that if the reporting person elected to receive distributions under the Company's non-qualified deferred compensation plan in installments, such amounts are payable only in cash. |
| 6 | Derivative | Phantom Stock | 2018-03-01 | A | A | 121.10 | $37.38 | 22,097.59 | I By Trustee of Non-Qualified Plan (deferred comp) | — · — to — | 121.10 Common Stock | (F3) Based on the market closing price on the last trading day before the transaction date. (F2) Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash or common stock, at the election of the reporting person, upon the reporting person's termination of service as a director; provided, that if the reporting person elected to receive distributions under the Company's non-qualified deferred compensation plan in installments, such amounts are payable only in cash. |
| 7 | Derivative | Phantom Stock | 2018-06-01 | A | A | 60.98 | $41.10 | 22,158.58 | I By Trustee of Non-Qualified Plan (deferred comp) | — · — to — | 60.98 Common Stock | (F3) Based on the market closing price on the last trading day before the transaction date. (F2) Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash or common stock, at the election of the reporting person, upon the reporting person's termination of service as a director; provided, that if the reporting person elected to receive distributions under the Company's non-qualified deferred compensation plan in installments, such amounts are payable only in cash. |
| 8 | Derivative | Phantom Stock | 2018-09-01 | A | A | 63.14 | $41.60 | 22,221.72 | I By Trustee of Non-Qualified Plan (deferred comp) | — · — to — | 63.14 Common Stock | (F3) Based on the market closing price on the last trading day before the transaction date. (F2) Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash or common stock, at the election of the reporting person, upon the reporting person's termination of service as a director; provided, that if the reporting person elected to receive distributions under the Company's non-qualified deferred compensation plan in installments, such amounts are payable only in cash. |
| 9 | Derivative | Phantom Stock | 2018-12-01 | A | A | 79.87 | $35.40 | 22,774.45 | I By Trustee of Non-Qualified Plan (deferred comp) | — · — to — | 79.87 Common Stock | (F3) Based on the market closing price on the last trading day before the transaction date. (F5) Includes 472.862 additional shares acquired through dividend reinvestment since the reporting person's last Form 4 that reported a transaction in Table II. (F2) Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash or common stock, at the election of the reporting person, upon the reporting person's termination of service as a director; provided, that if the reporting person elected to receive distributions under the Company's non-qualified deferred compensation plan in installments, such amounts are payable only in cash. |
| 10 | Derivative | Phantom Stock | 2016-09-01 | A | A | 521.95 | $27.83 | 20,036.79 | I By Trustee of Non-Qualified Plan (deferred comp) | — · — to — | 521.95 Common Stock | (F3) Based on the market closing price on the last trading day before the transaction date. (F4) Calculated based on 14,438.917 shares of phantom stock owned by the reporting person as of the date of this report and including 5,075.917 additional shares of phantom stock that were acquired pursuant to voluntary deferrals of cash compensation and dividend reinvestments prior to September 1, 2016 that had not been previously reported. (F2) Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash or common stock, at the election of the reporting person, upon the reporting person's termination of service as a director; provided, that if the reporting person elected to receive distributions under the Company's non-qualified deferred compensation plan in installments, such amounts are payable only in cash. |
| 11 | Derivative | Phantom Stock | 2016-12-01 | A | A | 442.46 | $33.80 | 20,479.24 | I By Trustee of Non-Qualified Plan (deferred comp) | — · — to — | 442.46 Common Stock | (F3) Based on the market closing price on the last trading day before the transaction date. (F2) Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash or common stock, at the election of the reporting person, upon the reporting person's termination of service as a director; provided, that if the reporting person elected to receive distributions under the Company's non-qualified deferred compensation plan in installments, such amounts are payable only in cash. |