Form 4 for NTRA Natera, Inc.
Accepted 2023-10-24 00:00:00 ET · period of report 2023-10-20 · accession 0001415889-23-014510 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-10-24 | 2023-10-20+ | NTRA | Chapman Steven Leonard | CEO AND Pres, Dir | M - OptEx | — | +5,161 | 222.7K | +2% | — |
| D | 2023-10-24 | 2023-10-23 | NTRA | Chapman Steven Leonard | CEO AND Pres, Dir | S - Sale+OE | $40.39 | -2,595 | 220.1K | -1% | -$104.8K |
| DM | 2023-10-24 | 2023-10-20+ | NTRA | Chapman Steven Leonard | CEO AND Pres, Dir | M - OptEx | $0.00 | -5,161 | 30.5K | -14% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-10-20 | M | A | 3,386 | — | 220,940 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. |
| 2 | Common | Common Stock | 2023-10-21 | M | A | 1,775 | — | 222,715 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. |
| 3 | Common | Common Stock | 2023-10-23 | S | D | 2,595 | $40.39 | 220,120 | D | — | — | (F2) The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1. |
| 4 | Derivative | Restricted Stock Unit | 2023-10-21 | M | D | 1,775 | $0.00 | 8,873 | D | — · — to — | 1,775 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. (F4) The RSUs vest over four years. 25% of the RSUs vested on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter. |
| 5 | Derivative | Restricted Stock Unit | 2023-10-20 | M | D | 3,386 | $0.00 | 30,474 | D | — · — to — | 3,386 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. (F3) The RSUs vest over four years. 25% of the RSUs vested on January 20, 2023 and the remaining shares vest in 12 equal quarterly installments thereafter. |