Form 4 for SWIM Latham Group, Inc.
Accepted 2023-10-31 00:00:00 ET · period of report 2023-10-30 · accession 0001415889-23-014621 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-10-31 | 2023-10-30 | SWIM | Gloe Oliver C. | VP, Fin | A - Grant | $0.00 | +111.8K | 111.8K | New | $0 |
| D | 2023-10-31 | 2023-10-30 | SWIM | Gloe Oliver C. | VP, Fin | A - Grant | $0.00 | +58.9K | 58.9K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.0001 per share | 2023-10-30 | A | A | 45,248 | $0.00 | 45,248 | D | — | — | (F1) Represents restricted stock units ("RSUs") granted on October 30, 2023. 15,082 shares will vest on each of October 30, 2024 and 2025, and 15,084 shares will vest on October 30, 2026. |
| 2 | Common | Common Stock, par value $0.0001 per share | 2023-10-30 | A | A | 66,515 | $0.00 | 111,763 | D | — | — | (F2) Represents RSUs granted on October 30, 2023. 16,628 shares will vest on each of October 30, 2024, 2025, and 2026, and 16,631 shares will vest on October 30, 2027. |
| 3 | Derivative | Stock Appreciation Right | 2023-10-30 | A | A | 58,878 | $0.00 | 58,878 | D | $2.21 · — to 2033-10-30 | 58,878 Common Stock, par value $0.0001 per share | (F3) The stock appreciation rights ("SARs") were granted on October 30, 2023. 14,719 SARs will vest on each of October 30, 2024, 2025, and 2026, and 14,721 SARs will vest on October 30, 2027. |