Form 4 for BWB Bridgewater Bancshares Inc
Accepted 2023-11-02 00:00:00 ET · period of report 2023-11-02 · accession 0001415889-23-014697 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-11-02 | 2023-11-02 | BWB | Crocker Mary Jayne | EVP, COO | P - Purchase | $9.89 | +2,500 | 186.7K | +1% | +$24.7K | |
| I | 2023-11-02 | 2023-11-02 | BWB | Crocker Mary Jayne | EVP, COO | P - Purchase | $16.00 | +200 | 4,775 | +4% | +$3,200 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-02 | P | A | 2,500 | $9.89 | 186,699 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.88 to $9.90, inclusive. The reporting person undertakes to provide to Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote to this Form 4. |
| 2 | Common | Depositary Shares | 2023-11-02 | P | A | 200 | $16.00 | 4,775 | I By Spouse IRA | — | — | (F2) Each depositary share represents ownership of a 1/100th interest in a share of the Issuer's 5.875% Non-Cumulative Perpetual Preferred Stock, Series A, $0.01 par value per share. |