Form 4 for BOOT Boot Barn Holdings, Inc.
Accepted 2023-11-13 00:00:00 ET · period of report 2023-11-07 · accession 0001415889-23-014983 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-13 | 2023-11-07 | BOOT | Watkins James M | CFO, Sec | M - OptEx | $19.73 | +12.8K | 23.8K | +117% | +$252.7K |
| D | 2023-11-13 | 2023-11-07 | BOOT | Watkins James M | CFO, Sec | S - Sale+OE | $75.19 | -15.1K | 12.8K | -54% | -$1.14M |
| D | 2023-11-13 | 2023-11-07 | BOOT | Watkins James M | CFO, Sec | G - Gift | $0.00 | -2,500 | 10.3K | -20% | $0 |
| DM | 2023-11-13 | 2023-11-07 | BOOT | Watkins James M | CFO, Sec | M - OptEx | $0.00 | -12.8K | 1,369 | -90% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-07 | M | A | 1,461 | $24.08 | 26,361 | D | — | — | |
| 2 | Common | Common Stock | 2023-11-07 | M | A | 1,119 | $23.92 | 24,900 | D | — | — | |
| 3 | Common | Common Stock | 2023-11-07 | S | D | 15,099 | $75.19 | 12,819 | D | — | — | (F1) Reflects the weighted average price of sales on November 7, 2023. The shares were sold in multiple transactions at prices ranging from $75.00 to $75.68, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| 4 | Common | Common Stock | 2023-11-07 | M | A | 2,738 | $20.94 | 20,776 | D | — | — | |
| 5 | Common | Common Stock | 2023-11-07 | M | A | 2,924 | $6.15 | 18,038 | D | — | — | |
| 6 | Common | Common Stock | 2023-11-07 | M | A | 1,557 | $28.63 | 27,918 | D | — | — | |
| 7 | Common | Common Stock | 2023-11-07 | G | D | 2,500 | $0.00 | 10,319 | D | — | — | (F2) On November 7, 2023, the reporting person made a charitable gift of 2,500 shares. |
| 8 | Common | Common Stock | 2023-11-07 | M | A | 3,005 | $23.57 | 23,781 | D | — | — | |
| 9 | Derivative | Options | 2023-11-07 | M | D | 1,557 | $0.00 | 0 | D | $28.63 · — to 2029-05-19 | 1,557 Common Stock | (F6) The Options were granted under the Company's 2014 Equity Incentive Plan and were subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date. |
| 10 | Derivative | Options | 2023-11-07 | M | D | 2,924 | $0.00 | 0 | D | $6.15 · — to 2025-06-05 | 2,924 Common Stock | (F4) The Options were granted under the Company's 2014 Equity Incentive Plan and were subject to vesting over a five-year period in equal annual installments on each anniversary of the grant date. |
| 11 | Derivative | Options | 2023-11-07 | M | D | 3,005 | $0.00 | 1,502 | D | $23.57 · — to 2030-08-09 | 3,005 Common Stock | (F5) The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date. |
| 12 | Derivative | Options | 2023-11-07 | M | D | 1,119 | $0.00 | 0 | D | $23.92 · — to 2026-05-24 | 1,119 Common Stock | (F6) The Options were granted under the Company's 2014 Equity Incentive Plan and were subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date. |
| 13 | Derivative | Options | 2023-11-07 | M | D | 1,461 | $0.00 | 730 | D | $24.08 · — to 2030-05-21 | 1,461 Common Stock | (F5) The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date. |
| 14 | Derivative | Options | 2023-11-07 | M | D | 2,738 | $0.00 | 1,369 | D | $20.94 · — to 2030-05-21 | 2,738 Common Stock | (F5) The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date. |