Form 4 for GKOS GLAUKOS Corp
Accepted 2023-12-12 00:00:00 ET · period of report 2023-11-10 · accession 0001415889-23-016333 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-12 | 2023-11-10 | GKOS | Burns Thomas William | COB, CEO, Dir | F - Tax | $68.83 | -1,034 | 53.8K | -2% | -$71.2K |
| D | 2023-12-12 | 2023-12-08 | GKOS | Burns Thomas William | COB, CEO, Dir | A - Grant | $0.00 | +2,084 | 55.8K | +4% | $0 |
| D | 2023-12-12 | 2023-12-08 | GKOS | Burns Thomas William | COB, CEO, Dir | A - Grant | $0.00 | +4,208 | 48.4K | +10% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-10 | F | D | 1,034 | $68.83 | 53,751 | D | — | — | (F1) Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer. (F2) Includes 45,093 restricted stock units that have not yet vested or been delivered to the Reporting Person. |
| 2 | Common | Common Stock | 2023-12-08 | A | A | 2,084 | $0.00 | 55,835 | D | — | — | (F3) Represents shares of common stock underlying a portion of an award of restricted stock units previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating and Governance Committee of the Issuer's Board of Directors determined on December 8, 2023 that certain of the operational targets had been achieved. The number of shares of common stock reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets. 50% of the number of shares of common stock reported herein will vest and be delivered in February 2024, and the remaining 50% will vest and be delivered in November 2024. (F4) Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person. |
| 3 | Derivative | Stock Option (Right to Buy) | 2023-12-08 | A | A | 4,208 | $0.00 | 48,392 | D | $55.18 · — to 2032-03-24 | 4,208 Common Stock | (F5) Represents a portion of an option to purchase shares of common stock previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating & Governance Committee determined on December 8, 2023 that certain of the operational targets had been achieved. The number of shares of common stock subject to the stock option as reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets. (F6) 50% of the portion of the option reported herein will vest and become exercisable in February 2024, and the remaining 50% will vest and become exercisable in November 2024. |