Form 4 for NBHC National Bank Holdings Corp
Accepted 2023-12-18 00:00:00 ET · period of report 2023-12-14 · accession 0001415889-23-016673 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-18 | 2023-12-14 | NBHC | LANEY G. TIMOTHY | CEO, Dir | F - Tax | $37.95 | -20.1K | 240.7K | -8% | -$762.9K |
| D | 2023-12-18 | 2023-12-14 | NBHC | LANEY G. TIMOTHY | CEO, Dir | M - OptEx | $18.92 | +28.0K | 264.8K | +12% | +$529.8K |
| D | 2023-12-18 | 2023-12-14 | NBHC | LANEY G. TIMOTHY | CEO, Dir | M - OptEx | $0.00 | -28.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-14 | F | D | 20,102 | $37.95 | 240,730 | D | — | — | (F3) Includes a reduction of 3,949 shares that were delivered to the reporting person's former spouse pursuant to a divorce decree and accompanying qualified domestic relations orders. |
| 2 | Common | Common Stock | 2023-12-14 | M | A | 28,000 | $18.92 | 264,782 | D | — | — | (F1) Includes 14,000 options that were held in constructive trust pursuant to a divorce decree and accompanying qualified domestic relations orders. (F2) Includes 389 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 31, 2023. |
| 3 | Derivative | Employee Stock Option (Right to Buy) | 2023-12-14 | M | D | 28,000 | $0.00 | 0 | D | $18.92 · — to 2024-04-29 | 28,000 Common Stock | (F1) Includes 14,000 options that were held in constructive trust pursuant to a divorce decree and accompanying qualified domestic relations orders. (F4) Time-vested stock option award. Award vested in three equal annual installments, the first of which occurred on April 29, 2015. |