Form 4 for BWB Bridgewater Bancshares Inc
Accepted 2023-12-29 00:00:00 ET · period of report 2023-12-27 · accession 0001415889-23-017010 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-29 | 2023-12-27 | BWB | Trutna Thomas P. | Dir | M - OptEx | $3.00 | +40.0K | 113.0K | +55% | +$120.0K |
| D | 2023-12-29 | 2023-12-27 | BWB | Trutna Thomas P. | Dir | F - Tax | $12.91 | -4,648 | 108.3K | -4% | -$60.0K |
| D | 2023-12-29 | 2023-12-27 | BWB | Trutna Thomas P. | Dir | X - OptEx | $0.00 | +40.0K | 0 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-27 | M | A | 40,000 | $3.00 | 112,972 | D | — | — | (F1) Mr. Trutna's ex-spouse owned half of the economic benefits of the exercised option pursuant to a domestic relations order, and half of the shares received in connection with the exercise will be transferred to his ex-spouse as part of the transaction. The reporting person no longer reports as beneficially owned any securities owned by his ex-spouse. |
| 2 | Common | Common Stock | 2023-12-27 | F | D | 4,648 | $12.91 | 108,324 | D | — | — | |
| 3 | Derivative | Options to buy | 2023-12-27 | X | A | 40,000 | $0.00 | 0 | D | $3.00 · — to 2023-12-31 | 40,000 Common Stock | (F2) Options to buy granted under the 2012 Combined Incentive and Non-Statutory Stock Option Plan. (F3) Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 1/1/2014. |