Form 4 for NTRA Natera, Inc.
Accepted 2023-12-29 00:00:00 ET · period of report 2023-12-27 · accession 0001415889-23-017029 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-29 | 2023-12-27 | NTRA | Chapman Steven Leonard | CEO AND Pres, Dir | M - OptEx | — | +5,183 | 175.0K | +3% | — |
| D | 2023-12-29 | 2023-12-28 | NTRA | Chapman Steven Leonard | CEO AND Pres, Dir | S - Sale+OE | $63.29 | -2,604 | 172.3K | -1% | -$164.8K |
| D | 2023-12-29 | 2023-12-27 | NTRA | Chapman Steven Leonard | CEO AND Pres, Dir | M - OptEx | $0.00 | -5,183 | 5,184 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-27 | M | A | 5,183 | — | 174,952 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. (F2) Excludes 50,910 shares previously reported as owned directly which have been transferred to the Rosewood Trust. |
| 2 | Common | Common Stock | 2023-12-28 | S | D | 2,604 | $63.29 | 172,348 | D | — | — | (F3) The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1. |
| 3 | Derivative | Restricted Stock Unit | 2023-12-27 | M | D | 5,183 | $0.00 | 5,184 | D | — · — to — | 5,183 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. (F5) The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter. |