Form 4 for ESCA ESCALADE INC
Accepted 2024-01-02 00:00:00 ET · period of report 2024-01-01 · accession 0001415889-24-000088 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-01-02 | 2024-01-01 | ESCA | Glazer Walter P. Jr. | CEO, Pres, Dir | M - OptEx | — | +18.1K | 375.8K | +5% | — |
| D | 2024-01-02 | 2024-01-01 | ESCA | Glazer Walter P. Jr. | CEO, Pres, Dir | M - OptEx | $0.00 | -18.1K | 18.1K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-01 | M | A | 18,051 | — | 375,810 | D | — | — | (F1) Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. |
| 2 | Derivative | Restricted Stock Units | 2024-01-01 | M | D | 18,051 | $0.00 | 18,051 | D | — · — to 2025-01-01 | 18,051 Common Stock | (F2) Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). (F3) On January 1, 2022, the reporting person was granted 54,152 RSUs under the Plan upon his commencement of full-time employment as Escalade's CEO and President. The RSUs vest in one third increments on each of January 1, 2023, January 1, 2024, and January 1, 2025. The January 1, 2023 vesting of 18,050 RSUs was previously reported and another 18,051 RSUs vested and settled on January 1, 2024 as reported herein. The remaining 18,051 RSUs will vest on January 1, 2025. |