Form 4 for OHI OMEGA HEALTHCARE INVESTORS INC
Accepted 2024-01-03 00:00:00 ET · period of report 2023-12-31 · accession 0001415889-24-000190 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-01-03 | 2023-12-31 | OHI | BOOTH DANIEL J | COO | M - OptEx | $30.66 | +22.1K | 217.4K | +11% | +$676.1K |
| D | 2024-01-03 | 2023-12-31 | OHI | BOOTH DANIEL J | COO | F - Tax | $30.66 | -10.7K | 206.7K | -5% | -$328.4K |
| DM | 2024-01-03 | 2023-12-31 | OHI | BOOTH DANIEL J | COO | M - OptEx | $0.00 | -22.1K | 314.6K | -7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-31 | M | A | 22,051 | $30.66 | 217,437 | D | — | — | (F1) Represents the vesting into Common Stock of Restricted Stock Units granted on January 1, 2021 subject to a three-year, time-based vesting and subject to a three-year, time-based vesting into OP Units that were granted in 2021, subject to continued employment, certain tax-related conditions, and accelerated vesting under certain conditions. |
| 2 | Common | Common Stock | 2023-12-31 | F | D | 10,712 | $30.66 | 206,725 | D | — | — | (F2) Represents shares withheld from the common stock issued in respect of vested awards as payment of the associated income tax liability. |
| 3 | Derivative | Restricted Stock Units | 2023-12-31 | M | D | 22,051 | $0.00 | 28,685 | D | — · — to — | 22,051 Common Stock | (F1) Represents the vesting into Common Stock of Restricted Stock Units granted on January 1, 2021 subject to a three-year, time-based vesting and subject to a three-year, time-based vesting into OP Units that were granted in 2021, subject to continued employment, certain tax-related conditions, and accelerated vesting under certain conditions. |
| 4 | Derivative | Profits Interest Units | 2023-12-31 | M | D | 19,224 | $0.00 | 32,429 | D | — · — to — | 19,224 OP Units | (F4) Each OP Unit is redeemable at the election of the holder for cash equal to the then fair market value of one share of Issuer common stock, or at the Issuer's election, one share of Issuer common stock, subject to adjustment as set forth in the partnership agreement. The OP Units have no expiration date. (F3) Represents Profits Interest Units ("PIUs") in OHI Healthcare Properties Limited Partnership (the "Operating Partnership"), of which the Issuer is the general partner. Each PIU represents a contingent right to receive one unit of limited partnership interest (an "OP Unit") in the Operating Partnership upon vesting and the satisfaction of certain tax-driven economic requirements. (F5) Represents 25% of the PIUs that vested into OP Units at the end of each calendar quarter in 2023 based on the performance for the 2020-2022 performance period, subject to continued employment and accelerated vesting under certain circumstances. |
| 5 | Derivative | OP Units | 2023-12-31 | M | A | 19,224 | $0.00 | 314,611 | D | — · — to — | 19,224 Common Stock | (F4) Each OP Unit is redeemable at the election of the holder for cash equal to the then fair market value of one share of Issuer common stock, or at the Issuer's election, one share of Issuer common stock, subject to adjustment as set forth in the partnership agreement. The OP Units have no expiration date. |