Form 4 for SKWD Skyward Specialty Insurance Group, Inc.
Accepted 2024-01-03 00:00:00 ET · period of report 2024-01-01 · accession 0001415889-24-000314 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-01-03 | 2024-01-01 | SKWD | Kapadia Sandip A | EVP, CHIEF ACTUARY | M - OptEx | — | +5,362 | 16.1K | +50% | — |
| DM | 2024-01-03 | 2024-01-01 | SKWD | Kapadia Sandip A | EVP, CHIEF ACTUARY | M - OptEx | — | -5,362 | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-01 | M | A | 1,394 | — | 12,172 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock of the issuer. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. (F2) The number of securities reported reflects the November 30, 2023 acquisition of 530 shares of the Company's common stock pursuant to the Skyward Specialty Insurance Group, Inc. 2022 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of June 1, 2023 through November 30, 2023. |
| 2 | Common | Common Stock | 2024-01-01 | M | A | 3,968 | — | 16,140 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock of the issuer. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. |
| 3 | Derivative | Restricted Stock Unit | 2024-01-01 | M | D | 3,968 | — | 0 | D | — · — to — | 3,968 Common Stock | (F1) Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock of the issuer. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. (F4) On November 5, 2021, the reporting person was granted 3,968 RSUs. This award fully vested on January 1, 2024. |
| 4 | Derivative | Restricted Stock Unit | 2024-01-01 | M | D | 1,394 | — | 0 | D | — · — to — | 1,394 Common Stock | (F1) Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock of the issuer. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. (F3) On January 1, 2021, the reporting person was granted 1,394 RSUs. This award fully vested on January 1, 2024. |