Form 4 for GKOS GLAUKOS Corp
Accepted 2024-01-16 00:00:00 ET · period of report 2024-01-12 · accession 0001415889-24-001111 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-01-16 | 2024-01-12 | GKOS | Gilliam Joseph E | Pres, COO | M - OptEx | $30.92 | +110 | 119.9K | +0.1% | +$3,401 |
| D | 2024-01-16 | 2024-01-12 | GKOS | Gilliam Joseph E | Pres, COO | S - Sale+OE | $89.01 | -110 | 119.8K | -0.1% | -$9,791 |
| D | 2024-01-16 | 2024-01-12 | GKOS | Gilliam Joseph E | Pres, COO | F - Tax | $77.08 | -199 | 119.8K | -0.2% | -$15.3K |
| D | 2024-01-16 | 2024-01-12 | GKOS | Gilliam Joseph E | Pres, COO | M - OptEx | $0.00 | -110 | 18.3K | -0.6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-12 | M | A | 110 | $30.92 | 119,912 | D | — | — | (F3) Includes 81,885 restricted stock units that have not yet vested or been delivered to the Reporting Person. |
| 2 | Common | Common Stock | 2024-01-12 | S | D | 110 | $89.01 | 119,802 | D | — | — | (F2) Includes 81,885 restricted stock units that have not yet vested or been delivered to the Reporting Person. |
| 3 | Common | Common Stock | 2024-01-12 | F | D | 199 | $77.08 | 119,802 | D | — | — | (F1) Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer. (F2) Includes 81,885 restricted stock units that have not yet vested or been delivered to the Reporting Person. |
| 4 | Derivative | Stock Option (Right to Buy) | 2024-01-12 | M | D | 110 | $0.00 | 18,327 | D | $30.92 · — to 2028-03-14 | 110 Common Stock | (F6) This option was granted on March 14, 2018 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date. |