Form 4 for AMP Ameriprise Financial
Accepted 2024-01-30 00:00:00 ET · period of report 2024-01-26 · accession 0001415889-24-002007 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-01-30 | 2024-01-27+ | AMP | Berman Walter Stanley | EXECUTIVE VP AND CFO | F - Tax | $391.40 | -854 | 10.8K | -7% | -$334.3K |
| D | 2024-01-30 | 2024-01-26 | AMP | Berman Walter Stanley | EXECUTIVE VP AND CFO | A - Grant | $0.00 | +3,104 | 11.2K | +39% | $0 |
| D | 2024-01-30 | 2024-01-26 | AMP | Berman Walter Stanley | EXECUTIVE VP AND CFO | A - Grant | $0.00 | +9,169 | 9,169 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-28 | F | D | 458 | $391.40 | 10,298 | D | — | — | |
| 2 | Common | Common Stock | 2024-01-27 | F | D | 396 | $391.40 | 10,756 | D | — | — | |
| 3 | Common | Common Stock | 2024-01-26 | A | A | 3,104 | $0.00 | 11,152 | D | — | — | |
| 4 | Derivative | Employee Stock Option (right to buy) | 2024-01-26 | A | A | 9,169 | $0.00 | 9,169 | D | $391.40 · — to 2034-01-27 | 9,169 Common Stock | (F2) One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2024. |