Form 4 for AMP Ameriprise Financial
Accepted 2024-01-30 00:00:00 ET · period of report 2024-01-26 · accession 0001415889-24-002010 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-01-30 | 2024-01-27+ | AMP | Smyth Gerard P. | EVP TECHNOLOGY AND CIO | F - Tax | $391.40 | -182 | 4,579 | -4% | -$71.2K |
| D | 2024-01-30 | 2024-01-26 | AMP | Smyth Gerard P. | EVP TECHNOLOGY AND CIO | A - Grant | $0.00 | +965 | 4,675 | +26% | $0 |
| D | 2024-01-30 | 2024-01-26 | AMP | Smyth Gerard P. | EVP TECHNOLOGY AND CIO | A - Grant | $0.00 | +2,852 | 2,852 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-28 | F | D | 86 | $391.40 | 4,493 | D | — | — | |
| 2 | Common | Common Stock | 2024-01-27 | F | D | 96 | $391.40 | 4,579 | D | — | — | |
| 3 | Common | Common Stock | 2024-01-26 | A | A | 965 | $0.00 | 4,675 | D | — | — | |
| 4 | Derivative | Employee Stock Option (right to buy) | 2024-01-26 | A | A | 2,852 | $0.00 | 2,852 | D | $391.40 · — to 2034-01-27 | 2,852 Common Stock | (F1) One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2024. |