Form 4 for NTRA Natera, Inc.
Accepted 2024-01-30 00:00:00 ET · period of report 2023-12-12 · accession 0001415889-24-002024 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2024-01-30 | 2023-03-29+ | NTRA | Rabinowitz Matthew | EXECUTIVE COB, Dir | G - Gift | $0.00 | -363.5K | 0 | -100% | $0 |
| D | 2024-01-30 | 2024-01-26 | NTRA | Rabinowitz Matthew | EXECUTIVE COB, Dir | A - Grant | — | +69.0K | 1.07M | +7% | — |
| DM | 2024-01-30 | 2023-03-29+ | NTRA | Rabinowitz Matthew | EXECUTIVE COB, Dir | G - Gift | $0.00 | +363.5K | 1.00M | +57% | $0 |
| D | 2024-01-30 | 2023-12-12 | NTRA | Rabinowitz Matthew | EXECUTIVE COB, Dir | G - Gift | $0.00 | -380.0K | 0 | -100% | $0 |
| DI | 2024-01-30 | 2023-12-12 | NTRA | Rabinowitz Matthew | EXECUTIVE COB, Dir | G - Gift | $0.00 | +380.0K | 380.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-12 | G | A | 250,000 | $0.00 | 670,000 | I RMDM Trust | — | — | (F3) Represents shares transferred to the RMDM Trust from the Reporting Person. (F4) The RMDM Trust is an irrevocable spendthrift trust for the benefit of the Reporting Person and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, the Reporting Person has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein. |
| 2 | Common | Common Stock | 2024-01-26 | A | A | 68,976 | — | 1,072,556 | D | — | — | (F5) Represents the issuance of Restricted Stock Units ("RSUs") to the Reporting Person. The RSUs vest over four years. 25% of the RSUs vest on January 26, 2025 and the remaining RSUs vest in 12 equal quarterly installments thereafter. (F6) Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. |
| 3 | Common | Common Stock | 2023-03-29 | G | D | 613,496 | $0.00 | 0 | I Matthew Rabinowitz Grantor Retained Annuity Trust | — | — | (F1) Represents shares transferred from the Matthew Rabinowitz Grantor Retained Annuity Trust to the Reporting Person. (F2) The Reporting Person is a trustee of the Matthew Rabinowitz Grantor Retained Annuity Trust and has voting and dispositive power with respect to the reported shares. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein. |
| 4 | Common | Common Stock | 2023-03-29 | G | A | 613,496 | $0.00 | 1,253,580 | D | — | — | (F1) Represents shares transferred from the Matthew Rabinowitz Grantor Retained Annuity Trust to the Reporting Person. |
| 5 | Common | Common Stock | 2023-12-12 | G | D | 250,000 | $0.00 | 1,003,580 | D | — | — | (F3) Represents shares transferred to the RMDM Trust from the Reporting Person. |
| 6 | Derivative | Stock Option (right to buy) | 2023-12-12 | G | D | 380,036 | $0.00 | 0 | D | $2.66 · — to 2024-02-25 | 380,036 Common Stock | (F7) Represents stock options transferred to the RMDM Trust from the Reporting Person. (F8) The option shares are fully vested. |
| 7 | Derivative | Stock Option (right to buy) | 2023-12-12 | G | A | 380,036 | $0.00 | 380,036 | I RMDM Trust | $2.66 · — to 2024-02-25 | 380,036 Common Stock | (F7) Represents stock options transferred to the RMDM Trust from the Reporting Person. (F4) The RMDM Trust is an irrevocable spendthrift trust for the benefit of the Reporting Person and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, the Reporting Person has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein. (F8) The option shares are fully vested. |