Form 4 for AMP Ameriprise Financial
Accepted 2024-01-30 00:00:00 ET · period of report 2023-01-27 · accession 0001415889-24-002025 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-01-30 | 2024-01-26 | AMP | Davies William | EXECUTIVE VP, Gbl CIO | A - Grant | $0.00 | +607 | 23.0K | +3% | $0 |
| DM | 2024-01-30 | 2024-01-27+ | AMP | Davies William | EXECUTIVE VP, Gbl CIO | F - Tax | $391.40 | -554.09 | 22.4K | -2% | -$216.9K |
| DM | 2024-01-30 | 2023-01-27+ | AMP | Davies William | EXECUTIVE VP, Gbl CIO | A - Grant | $0.00 | +3,857 | 1,793 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-26 | A | A | 607 | $0.00 | 22,999.33 | D | — | — | (F1) Of the 2,766 shares reported as acquired on Table I in a Form 4 filed on January 31, 2023, 2,064 of the shares were actually granted as stock options. This Form 4 reflects the correct reporting of that total award amount. |
| 2 | Common | Common Stock | 2024-01-27 | F | D | 111.77 | $391.40 | 22,887.56 | D | — | — | |
| 3 | Common | Common Stock | 2024-01-28 | F | D | 442.32 | $391.40 | 22,445.24 | D | — | — | |
| 4 | Derivative | Employee Stock Option (right to buy) | 2023-01-27 | A | A | 2,064 | $0.00 | 2,064 | D | $344.45 · — to 2033-01-28 | 2,064 Common Stock | (F1) Of the 2,766 shares reported as acquired on Table I in a Form 4 filed on January 31, 2023, 2,064 of the shares were actually granted as stock options. This Form 4 reflects the correct reporting of that total award amount. (F2) One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 27, 2023. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2024-01-26 | A | A | 1,793 | $0.00 | 1,793 | D | $391.40 · — to 2034-01-27 | 1,793 Common Stock | (F3) One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2024. |