Form 4 for ANRO Alto Neuroscience, Inc.
Accepted 2024-02-07 00:00:00 ET · period of report 2024-02-06 · accession 0001415889-24-002936 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2024-02-07 | 2024-02-06 | ANRO | Savitz Adam | Chief MEDICAL Off | P - Purchase | $16.00 | +17.0K | 24.9K | +217% | +$272.0K |
| DI | 2024-02-07 | 2024-02-06 | ANRO | Savitz Adam | Chief MEDICAL Off | C - Cnv Deriv | — | +7,851 | 7,851 | New | — |
| DI | 2024-02-07 | 2024-02-06 | ANRO | Savitz Adam | Chief MEDICAL Off | C - Cnv Deriv | $0.00 | -16.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-06 | P | A | 17,000 | $16.00 | 24,851 | I By Trust | — | — | (F2) The shares are directly held by Robert L. Friedman 2003 Long-Term Trust fbo Lisa Savitz (the "Friedman Trust"). The spouse of the Reporting Person is the beneficiary of the Friedman Trust, and the Reporting Person may be deemed to share beneficial ownership of the securities held by the Friedman Trust. |
| 2 | Common | Common Stock | 2024-02-06 | C | A | 7,851 | — | 7,851 | I By Trust | — | — | (F1) Each share of Series B Preferred Stock was convertible at any time, at the holder's election, and automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering on a 2.1226069 for 1 basis and had no expiration date. (F2) The shares are directly held by Robert L. Friedman 2003 Long-Term Trust fbo Lisa Savitz (the "Friedman Trust"). The spouse of the Reporting Person is the beneficiary of the Friedman Trust, and the Reporting Person may be deemed to share beneficial ownership of the securities held by the Friedman Trust. |
| 3 | Derivative | Series B Preferred Stock | 2024-02-06 | C | D | 16,666 | $0.00 | 0 | I By Trust | — · — to — | 7,851 Common Stock | (F2) The shares are directly held by Robert L. Friedman 2003 Long-Term Trust fbo Lisa Savitz (the "Friedman Trust"). The spouse of the Reporting Person is the beneficiary of the Friedman Trust, and the Reporting Person may be deemed to share beneficial ownership of the securities held by the Friedman Trust. (F1) Each share of Series B Preferred Stock was convertible at any time, at the holder's election, and automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering on a 2.1226069 for 1 basis and had no expiration date. |