Form 4 for ARLP ALLIANCE RESOURCE PARTNERS LP
Accepted 2024-02-12 00:00:00 ET · period of report 2024-02-08 · accession 0001415889-24-003242 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2024-02-12 | 2024-02-08 | ARLP | MARSHALL CARY P | SENIOR VP AND CFO | M - OptEx | — | +64.2K | 1.01M | +7% | — |
| DI | 2024-02-12 | 2024-02-08 | ARLP | MARSHALL CARY P | SENIOR VP AND CFO | F - Tax | $20.58 | -28.6K | 984.6K | -3% | -$589.4K |
| D | 2024-02-12 | 2024-02-08 | ARLP | MARSHALL CARY P | SENIOR VP AND CFO | M - OptEx | — | -64.2K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common unit | 2024-02-08 | M | A | 64,160 | — | 1,013,263 | I Held by trust | — | — | (F1) The restricted units were issued on February 8, 2024 based upon an ARLP unit price of $20.58. (F2) Units held by Cary P. Marshall Revocable Trust DTD 11/15/1998. |
| 2 | Common | Common unit | 2024-02-08 | F | D | 28,640 | $20.58 | 984,623 | I Held by trust | — | — | (F3) Upon issuance, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $20.58. (F2) Units held by Cary P. Marshall Revocable Trust DTD 11/15/1998. |
| 3 | Derivative | Restricted unit | 2024-02-08 | M | D | 64,160 | — | 0 | D | — · 2024-02-08 to — | 64,160 Common unit | (F1) The restricted units were issued on February 8, 2024 based upon an ARLP unit price of $20.58. (F5) Not applicable |