Form 4 for ARLP ALLIANCE RESOURCE PARTNERS LP
Accepted 2024-02-12 00:00:00 ET · period of report 2024-01-24 · accession 0001415889-24-003246 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-12 | 2024-02-08 | ARLP | Woodward D Andrew | SENIOR VP, NEW VENTURES | M - OptEx | — | +27.5K | 27.5K | New | — |
| D | 2024-02-12 | 2024-02-08 | ARLP | Woodward D Andrew | SENIOR VP, NEW VENTURES | F - Tax | $20.58 | -12.5K | 15.0K | -45% | -$256.3K |
| D | 2024-02-12 | 2024-01-24 | ARLP | Woodward D Andrew | SENIOR VP, NEW VENTURES | A - Grant | — | +27.5K | 27.5K | New | — |
| D | 2024-02-12 | 2024-02-08 | ARLP | Woodward D Andrew | SENIOR VP, NEW VENTURES | M - OptEx | — | -27.5K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common unit | 2024-02-08 | M | A | 27,500 | — | 27,500 | D | — | — | (F1) On January 24, 2024, the Compensation Committee determined that the vesting requirements for Mr. Woodward's grant issued in 2022 under the Long-Term Incentive Plan had been satisfied, and the number of restricted units was finalized. The restricted units vested effective January 1, 2024 and was issued on February 8, 2024 based upon an ARLP unit price of $20.58. |
| 2 | Common | Common unit | 2024-02-08 | F | D | 12,455 | $20.58 | 15,045 | D | — | — | (F2) Upon issuance, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $20.58. |
| 3 | Derivative | Restricted unit | 2024-01-24 | A | A | 27,500 | — | 27,500 | D | — · — to — | 27,500 Common unit | (F4) Not applicable (F3) 1 for 1 (F1) On January 24, 2024, the Compensation Committee determined that the vesting requirements for Mr. Woodward's grant issued in 2022 under the Long-Term Incentive Plan had been satisfied, and the number of restricted units was finalized. The restricted units vested effective January 1, 2024 and was issued on February 8, 2024 based upon an ARLP unit price of $20.58. |
| 4 | Derivative | Restricted unit | 2024-02-08 | M | D | 27,500 | — | 0 | D | — · 2024-02-08 to — | 27,500 Common unit | (F1) On January 24, 2024, the Compensation Committee determined that the vesting requirements for Mr. Woodward's grant issued in 2022 under the Long-Term Incentive Plan had been satisfied, and the number of restricted units was finalized. The restricted units vested effective January 1, 2024 and was issued on February 8, 2024 based upon an ARLP unit price of $20.58. (F4) Not applicable |