Form 4 for RBLX Roblox Corp
Accepted 2024-02-13 00:00:00 ET · period of report 2024-02-09 · accession 0001415889-24-003612 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2024-02-13 | 2024-02-09 | RBLX | Altos Roblox SPV 2, LLC | 10% | J - Other | $0.00 | -4.81M | 10.38M | -32% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-02-09 | J | D | 960,548 | $0.00 | 8,644,933 | I See Footnotes | — | — | (F3) The general partner of Altos Ventures IV, L.P. is Altos Management Partners IV, LLC; the general partner of Altos Ventures IV Liquidity Fund, L.P. and Altos Ventures IV Reserve Fund, L.P. is Altos IV LR GP, LLC; the manager of Altos Roblox SPV 1, LLC and Altos Roblox SPV 2, LLC is Altos Roblox Management Partners, LLC; and the manager of Altos Roblox SPV 2020, LLC is Altos Roblox Management Partners, LLC (collectively, the "General Partners"). (F2) These shares are held directly by Altos Ventures IV, L.P. (F4) The Managing Directors or Managing Members of the General Partners and the Managers of the Altos Funds are Anthony P. Lee, Han Kim and Hodong Nam who exercise investment and voting control over the shares held by the Altos Funds. Anthony P. Lee is a director of the Issuer and files separate Section 16 reports. Han Kim and Hodong Nam disclaim beneficial ownership of the shares held by the Altos Funds except to the extent of their respective pecuniary interest therein, if any. |
| 2 | Common | Class A Common Stock | 2024-02-09 | J | D | 1,732,406 | $0.00 | 15,591,659 | I See Footnotes | — | — | (F5) Represents a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock by Altos Ventures IV Liquidity Fund, L.P. to its partners. (F3) The general partner of Altos Ventures IV, L.P. is Altos Management Partners IV, LLC; the general partner of Altos Ventures IV Liquidity Fund, L.P. and Altos Ventures IV Reserve Fund, L.P. is Altos IV LR GP, LLC; the manager of Altos Roblox SPV 1, LLC and Altos Roblox SPV 2, LLC is Altos Roblox Management Partners, LLC; and the manager of Altos Roblox SPV 2020, LLC is Altos Roblox Management Partners, LLC (collectively, the "General Partners"). (F4) The Managing Directors or Managing Members of the General Partners and the Managers of the Altos Funds are Anthony P. Lee, Han Kim and Hodong Nam who exercise investment and voting control over the shares held by the Altos Funds. Anthony P. Lee is a director of the Issuer and files separate Section 16 reports. Han Kim and Hodong Nam disclaim beneficial ownership of the shares held by the Altos Funds except to the extent of their respective pecuniary interest therein, if any. |
| 3 | Common | Class A Common Stock | 2024-02-09 | J | D | 37,576 | $0.00 | 338,188 | I See Footnotes | — | — | (F7) These shares are held directly by Altos Ventures IV Reserve Fund, L.P. (F3) The general partner of Altos Ventures IV, L.P. is Altos Management Partners IV, LLC; the general partner of Altos Ventures IV Liquidity Fund, L.P. and Altos Ventures IV Reserve Fund, L.P. is Altos IV LR GP, LLC; the manager of Altos Roblox SPV 1, LLC and Altos Roblox SPV 2, LLC is Altos Roblox Management Partners, LLC; and the manager of Altos Roblox SPV 2020, LLC is Altos Roblox Management Partners, LLC (collectively, the "General Partners"). (F4) The Managing Directors or Managing Members of the General Partners and the Managers of the Altos Funds are Anthony P. Lee, Han Kim and Hodong Nam who exercise investment and voting control over the shares held by the Altos Funds. Anthony P. Lee is a director of the Issuer and files separate Section 16 reports. Han Kim and Hodong Nam disclaim beneficial ownership of the shares held by the Altos Funds except to the extent of their respective pecuniary interest therein, if any. |
| 4 | Common | Class A Common Stock | 2024-02-09 | J | A | 43,154 | $0.00 | 178,852 | I See Footnotes | — | — | (F15) These shares are held directly by Altos Ventures Management, Inc. (AVMI). The members of the board of directors of AVMI are Anthony P. Lee, Hodong Nam and Han Kim, who exercise voting and investment control over the shares. Each member of the Board of Directors of AVMI disclaim beneficial ownership of the shares except to the extent of their pecuniary interest therein. |
| 5 | Common | Class A Common Stock | 2024-02-09 | J | D | 161,350 | $0.00 | 1,452,156 | I See Footnotes | — | — | (F3) The general partner of Altos Ventures IV, L.P. is Altos Management Partners IV, LLC; the general partner of Altos Ventures IV Liquidity Fund, L.P. and Altos Ventures IV Reserve Fund, L.P. is Altos IV LR GP, LLC; the manager of Altos Roblox SPV 1, LLC and Altos Roblox SPV 2, LLC is Altos Roblox Management Partners, LLC; and the manager of Altos Roblox SPV 2020, LLC is Altos Roblox Management Partners, LLC (collectively, the "General Partners"). (F4) The Managing Directors or Managing Members of the General Partners and the Managers of the Altos Funds are Anthony P. Lee, Han Kim and Hodong Nam who exercise investment and voting control over the shares held by the Altos Funds. Anthony P. Lee is a director of the Issuer and files separate Section 16 reports. Han Kim and Hodong Nam disclaim beneficial ownership of the shares held by the Altos Funds except to the extent of their respective pecuniary interest therein, if any. (F11) These shares are held directly by Altos Roblox SPV 2, LLC. |
| 6 | Common | Class A Common Stock | 2024-02-09 | J | D | 803,374 | $0.00 | 7,230,368 | I See Footnotes | — | — | (F13) These shares are held directly by Altos Roblox SPV 2020, LLC. (F3) The general partner of Altos Ventures IV, L.P. is Altos Management Partners IV, LLC; the general partner of Altos Ventures IV Liquidity Fund, L.P. and Altos Ventures IV Reserve Fund, L.P. is Altos IV LR GP, LLC; the manager of Altos Roblox SPV 1, LLC and Altos Roblox SPV 2, LLC is Altos Roblox Management Partners, LLC; and the manager of Altos Roblox SPV 2020, LLC is Altos Roblox Management Partners, LLC (collectively, the "General Partners"). (F4) The Managing Directors or Managing Members of the General Partners and the Managers of the Altos Funds are Anthony P. Lee, Han Kim and Hodong Nam who exercise investment and voting control over the shares held by the Altos Funds. Anthony P. Lee is a director of the Issuer and files separate Section 16 reports. Han Kim and Hodong Nam disclaim beneficial ownership of the shares held by the Altos Funds except to the extent of their respective pecuniary interest therein, if any. |
| 7 | Common | Class A Common Stock | 2024-02-09 | J | D | 1,153,522 | $0.00 | 10,381,705 | I See Footnotes | — | — | (F3) The general partner of Altos Ventures IV, L.P. is Altos Management Partners IV, LLC; the general partner of Altos Ventures IV Liquidity Fund, L.P. and Altos Ventures IV Reserve Fund, L.P. is Altos IV LR GP, LLC; the manager of Altos Roblox SPV 1, LLC and Altos Roblox SPV 2, LLC is Altos Roblox Management Partners, LLC; and the manager of Altos Roblox SPV 2020, LLC is Altos Roblox Management Partners, LLC (collectively, the "General Partners"). (F4) The Managing Directors or Managing Members of the General Partners and the Managers of the Altos Funds are Anthony P. Lee, Han Kim and Hodong Nam who exercise investment and voting control over the shares held by the Altos Funds. Anthony P. Lee is a director of the Issuer and files separate Section 16 reports. Han Kim and Hodong Nam disclaim beneficial ownership of the shares held by the Altos Funds except to the extent of their respective pecuniary interest therein, if any. (F9) These shares are held directly by Altos Roblox SPV 1, LLC. |