Form 4 for HALO HALOZYME THERAPEUTICS, INC.
Accepted 2024-02-20 00:00:00 ET · period of report 2024-02-16 · accession 0001415889-24-004474 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-20 | 2024-02-16 | HALO | Torley Helen | Pres AND CEO, Dir | M - OptEx | $0.00 | +37.9K | 680.2K | +6% | $0 |
| DM | 2024-02-20 | 2024-02-16 | HALO | Torley Helen | Pres AND CEO, Dir | F - Tax | $36.10 | -20.4K | 676.7K | -3% | -$735.1K |
| DM | 2024-02-20 | 2024-02-16 | HALO | Torley Helen | Pres AND CEO, Dir | M - OptEx | $0.00 | -37.9K | 50.6K | -43% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-16 | M | A | 16,875 | $0.00 | 685,814 | D | — | — | |
| 2 | Common | Common Stock | 2024-02-16 | F | D | 11,292 | $36.10 | 668,939 | D | — | — | (F1) The reported disposition of 11,292 shares represents the shares that were withheld by the issuer as payment for tax withholding obligations. |
| 3 | Common | Common Stock | 2024-02-16 | M | A | 21,009 | $0.00 | 680,231 | D | — | — | |
| 4 | Common | Common Stock | 2024-02-16 | F | D | 9,070 | $36.10 | 676,744 | D | — | — | (F2) The reported disposition of 9,070 shares represents the shares that were withheld by the issuer as payment for tax withholding obligations. |
| 5 | Derivative | Restricted Stock Units | 2024-02-16 | M | D | 21,009 | $0.00 | 42,018 | D | $0.00 · — to — | 21,009 Common Stock | (F3) This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer. |
| 6 | Derivative | Restricted Stock Units | 2024-02-16 | M | D | 16,875 | $0.00 | 50,624 | D | $0.00 · — to — | 16,875 Common Stock | (F3) This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer. |