Form 4 for HALO HALOZYME THERAPEUTICS, INC.
Accepted 2024-02-20 00:00:00 ET · period of report 2024-02-16 · accession 0001415889-24-004475 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-20 | 2024-02-16 | HALO | LaBrosse Nicole | SVP, CFO | M - OptEx | $0.00 | +10.4K | 18.3K | +132% | $0 |
| DM | 2024-02-20 | 2024-02-16 | HALO | LaBrosse Nicole | SVP, CFO | F - Tax | $36.10 | -5,601 | 15.5K | -27% | -$202.2K |
| DM | 2024-02-20 | 2024-02-16 | HALO | LaBrosse Nicole | SVP, CFO | M - OptEx | $0.00 | -10.4K | 10.2K | -51% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-16 | M | A | 5,093 | $0.00 | 15,752 | D | — | — | |
| 2 | Common | Common Stock | 2024-02-16 | F | D | 2,737 | $36.10 | 13,015 | D | — | — | (F1) The reported disposition of 2,737 shares represents the shares that were withheld by the issuer as payment for tax withholding obligations. |
| 3 | Common | Common Stock | 2024-02-16 | M | A | 5,329 | $0.00 | 18,344 | D | — | — | |
| 4 | Common | Common Stock | 2024-02-16 | F | D | 2,864 | $36.10 | 15,480 | D | — | — | (F2) The reported disposition of 2,864 shares represents the shares that were withheld by the issuer as payment for tax withholding obligations. |
| 5 | Derivative | Restricted Stock Units | 2024-02-16 | M | D | 5,329 | $0.00 | 15,987 | D | $0.00 · — to — | 5,329 Common Stock | (F3) This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer. |
| 6 | Derivative | Restricted Stock Units | 2024-02-16 | M | D | 5,093 | $0.00 | 10,186 | D | $0.00 · — to — | 5,093 Common Stock | (F3) This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer. |