Form 4 for PUBM PubMatic, Inc.
Accepted 2024-02-20 00:00:00 ET · period of report 2024-02-16 · accession 0001415889-24-004499 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-20 | 2024-02-16 | PUBM | Klimenko Paulina | Chief GROWTH Off | C - Cnv Deriv | $0.00 | +2,083 | 2,083 | New | $0 |
| D | 2024-02-20 | 2024-02-16 | PUBM | Klimenko Paulina | Chief GROWTH Off | S - Sale | $17.00 | -2,083 | 0 | -100% | -$35.4K |
| DM | 2024-02-20 | 2024-02-16 | PUBM | Klimenko Paulina | Chief GROWTH Off | M - OptEx | $0.00 | 0 | 2,083 | New | $0 |
| D | 2024-02-20 | 2024-02-16 | PUBM | Klimenko Paulina | Chief GROWTH Off | C - Cnv Deriv | $0.00 | -2,083 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-02-16 | C | A | 2,083 | $0.00 | 2,083 | D | — | — | |
| 2 | Common | Class A Common Stock | 2024-02-16 | S | D | 2,083 | $17.00 | 0 | D | — | — | |
| 3 | Derivative | Stock Option (Right to buy Class B Common Stock) | 2024-02-16 | M | D | 2,083 | $0.00 | 24,275 | D | $2.16 · — to 2030-07-28 | 2,083 Class A Common Stock | (F2) The options are fully vested. |
| 4 | Derivative | Class B Common Stock | 2024-02-16 | C | D | 2,083 | $0.00 | 0 | D | — · — to — | 2,083 Class A Common Stock | (F3) Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. |
| 5 | Derivative | Class B Common Stock | 2024-02-16 | M | A | 2,083 | $0.00 | 2,083 | D | — · — to — | 2,083 Class A Common Stock | (F3) Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. |