Form 4 for AMP Ameriprise Financial
Accepted 2024-02-28 00:00:00 ET · period of report 2024-02-26 · accession 0001415889-24-005738 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-28 | 2024-02-26 | AMP | Smyth Gerard P. | EVP TECHNOLOGY AND CIO | S - Sale+OE | $407.92 | -4,440 | 5,966 | -43% | -$1.81M |
| D | 2024-02-28 | 2024-02-26 | AMP | Smyth Gerard P. | EVP TECHNOLOGY AND CIO | F - Tax | $408.71 | -4,371 | 8,227 | -35% | -$1.79M |
| DM | 2024-02-28 | 2024-02-26 | AMP | Smyth Gerard P. | EVP TECHNOLOGY AND CIO | M - OptEx | $152.43 | +6,632 | 9,165 | +262% | +$1.01M |
| DM | 2024-02-28 | 2024-02-26 | AMP | Smyth Gerard P. | EVP TECHNOLOGY AND CIO | M - OptEx | $0.00 | -6,632 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-26 | S | D | 2,179 | $408.71 | 3,787 | D | — | — | (F2) Reflects the weighted average price of 2,179 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 26, 2024 with sale prices ranging from $408.70 to $408.835 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2024-02-26 | F | D | 4,371 | $408.71 | 8,227 | D | — | — | |
| 3 | Common | Common Stock | 2024-02-26 | M | A | 3,433 | $126.89 | 12,598 | D | — | — | |
| 4 | Common | Common Stock | 2024-02-26 | M | A | 3,199 | $179.84 | 9,165 | D | — | — | |
| 5 | Common | Common Stock | 2024-02-26 | S | D | 2,261 | $407.16 | 5,966 | D | — | — | (F1) Reflects the weighted average price of 2,261 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 26, 2024 with sale prices ranging from $407.158 to $407.23 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2024-02-26 | M | D | 3,199 | $0.00 | 0 | D | $179.84 · — to 2028-01-26 | 3,199 Common Stock | (F3) Fully vested. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2024-02-26 | M | D | 3,433 | $0.00 | 0 | D | $126.89 · — to 2029-02-01 | 3,433 Common Stock | (F3) Fully vested. |