Form 4 for GKOS GLAUKOS Corp
Accepted 2024-03-04 00:00:00 ET · period of report 2024-02-29 · accession 0001415889-24-006435 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-04 | 2024-02-29 | GKOS | Stapley Marc | Dir | M - OptEx | $32.00 | +6,250 | 38.6K | +19% | +$200.0K |
| DM | 2024-03-04 | 2024-02-29 | GKOS | Stapley Marc | Dir | S - Sale+OE | $90.09 | -6,250 | 36.2K | -15% | -$563.1K |
| D | 2024-03-04 | 2024-02-29 | GKOS | Stapley Marc | Dir | M - OptEx | $0.00 | -6,250 | 12.5K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-29 | M | A | 6,250 | $32.00 | 38,610 | D | — | — | (F1) Includes 7,840 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person. |
| 2 | Common | Common Stock | 2024-02-29 | S | D | 2,313 | $91.21 | 32,360 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $90.96 - $91.65. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F1) Includes 7,840 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person. |
| 3 | Common | Common Stock | 2024-02-29 | S | D | 1,500 | $90.54 | 34,673 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $89.51 - $90.94. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F1) Includes 7,840 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person. |
| 4 | Common | Common Stock | 2024-02-29 | S | D | 2,437 | $88.76 | 36,173 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $88.45 - $89.29. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F1) Includes 7,840 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person. |
| 5 | Derivative | Stock Option (Right to Buy) | 2024-02-29 | M | D | 6,250 | $0.00 | 12,500 | D | $32.00 · — to 2025-07-23 | 6,250 Common Stock | (F7) This option was granted on July 23, 2015 and has a three-year vesting schedule in which one-third vests on each of the first three anniversaries of the grant date, such that the stock option vests in full on the three-year anniversary of the grant date. |