Form 4 for ESCA ESCALADE INC
Accepted 2024-03-05 00:00:00 ET · period of report 2024-03-02 · accession 0001415889-24-006683 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-05 | 2024-03-02 | ESCA | Baalmann Richard Fenton JR | Dir | M - OptEx | — | +2,500 | 107.7K | +2% | — |
| D | 2024-03-05 | 2024-03-02 | ESCA | Baalmann Richard Fenton JR | Dir | M - OptEx | $0.00 | -2,500 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-02 | M | A | 2,500 | — | 107,744 | D | — | — | (F1) Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. |
| 2 | Derivative | Restricted Stock Units | 2024-03-02 | M | D | 2,500 | $0.00 | 0 | D | — · — to 2024-03-02 | 2,500 Common Stock | (F2) Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). (F1) Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. (F3) On March 2, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which 2,500 RSUs vested and settled on March 2, 2023, as previously reported. The remaining 2,500 RSUs vested on March 2, 2024 and settled on March 4, 2024, as reported in this Form 4. All RSUs settle in shares of ESCA common stock. |