Form 4 for ELAN Elanco Animal Health Inc
Accepted 2024-03-05 00:00:00 ET · period of report 2024-03-01 · accession 0001415889-24-006685 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-05 | 2024-03-01 | ELAN | YOUNG TODD S. | SEE REMARKS | F - Tax | $16.03 | -14.0K | 138.2K | -9% | -$224.4K |
| D | 2024-03-05 | 2024-03-05 | ELAN | YOUNG TODD S. | SEE REMARKS | G - Gift | $0.00 | -38.0K | 100.2K | -28% | $0 |
| DMI | 2024-03-05 | 2024-03-05 | ELAN | YOUNG TODD S. | SEE REMARKS | G - Gift | $0.00 | +38.0K | 3,500 | New | $0 |
| D | 2024-03-05 | 2024-03-01 | ELAN | YOUNG TODD S. | SEE REMARKS | A - Grant | $0.00 | +43.9K | 152.2K | +41% | $0 |
| D | 2024-03-05 | 2024-03-01 | ELAN | YOUNG TODD S. | SEE REMARKS | A - Grant | $0.00 | +95.7K | 95.7K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-01 | F | D | 14,000 | $16.03 | 138,176 | D | — | — | (F2) Represents shares tendered to the Company to cover the Reporting Person's tax liability upon vesting of restricted stock units previously awarded under the Amended and Restated 2018 Elanco Stock Plan. |
| 2 | Common | Common Stock | 2024-03-05 | G | D | 37,999 | $0.00 | 100,177 | D | — | — | (F3) On March 5, 2024, the reporting person transferred 37,999 directly owned shares to a living trust, of which the insider and his spouse are trustees and beneficiaries. |
| 3 | Common | Common Stock | 2024-03-05 | G | A | 37,999 | $0.00 | 152,308 | I By Living Trust | — | — | (F3) On March 5, 2024, the reporting person transferred 37,999 directly owned shares to a living trust, of which the insider and his spouse are trustees and beneficiaries. |
| 4 | Common | Common Stock | 2024-03-05 | G | D | 1,500 | $0.00 | 150,808 | I By Living Trust | — | — | (F4) Reflects a transfer to the reporting person as custodian for daughter under Uniform Gift to Minors Act. |
| 5 | Common | Common Stock | 2024-03-05 | G | A | 1,500 | $0.00 | 3,500 | I As UTMA custodian for daughter | — | — | (F4) Reflects a transfer to the reporting person as custodian for daughter under Uniform Gift to Minors Act. |
| 6 | Common | Common Stock | 2024-03-05 | G | D | 1,500 | $0.00 | 149,308 | I By Living Trust | — | — | (F5) Reflects a transfer to the reporting person as custodian for son under Uniform Gift to Minors Act. |
| 7 | Common | Common Stock | 2024-03-05 | G | A | 1,500 | $0.00 | 3,500 | I As UTMA custodian for son | — | — | (F5) Reflects a transfer to the reporting person as custodian for son under Uniform Gift to Minors Act. |
| 8 | Common | Common Stock | 2024-03-01 | A | A | 43,903 | $0.00 | 152,176 | D | — | — | (F1) Grant of restricted stock units pursuant to the Amended and Restated 2018 Elanco Stock Plan on March 1, 2024, one-third vesting on March 1, 2025, one-third vesting on March 1, 2026, and the remaining vesting on March 1, 2027. |
| 9 | Derivative | Employee Stock Option(right to buy) | 2024-03-01 | A | A | 95,749 | $0.00 | 95,749 | D | $16.03 · — to 2034-03-01 | 95,749 Common Stock | (F6) Grant of stock options vesting as follows: one-third vesting on March 1, 2025, one-third vesting on March 1, 2026, and the remaining vesting on March 1, 2027. |