Form 4 for ESCA ESCALADE INC
Accepted 2024-03-05 00:00:00 ET · period of report 2024-03-02 · accession 0001415889-24-006689 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-05 | 2024-03-02+ | ESCA | Griffin Patrick J | VP, Dir, 10% | M - OptEx | — | +4,549 | 552.1K | +0.8% | — |
| DM | 2024-03-05 | 2024-03-02+ | ESCA | Griffin Patrick J | VP, Dir, 10% | M - OptEx | $0.00 | -4,549 | 1,667 | -73% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-03 | M | A | 1,850 | — | 551,066.23 | D | — | — | (F1) Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2024-03-02 | M | A | 1,667 | — | 549,216.23 | D | — | — | (F1) Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. |
| 3 | Common | Common Stock | 2024-03-04 | M | A | 1,032 | — | 552,098.23 | D | — | — | (F1) Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. |
| 4 | Derivative | Restricted Stock Units | 2024-03-03 | M | D | 1,850 | $0.00 | 3,700 | D | — · — to 2026-03-03 | 1,850 Common Stock | (F4) Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). (F7) On March 3, 2023, the reporting person was granted 5,550 RSUs pursuant to the Escalade 2017 Plan, of which one third vested on March 3, 2024 and settled on March 4, 2024, as reported on this Form 4. The remaining 3,700 RSUs will vest one half on March 3, 2025 and one half on March 3, 2026, provided that the reporting person remains an officer of Escalade. All RSUs settle in shares of ESCA common stock. |
| 5 | Derivative | Restricted Stock Units | 2024-03-04 | M | D | 1,032 | $0.00 | 0 | D | — · — to 2024-03-04 | 1,032 Common Stock | (F4) Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). (F1) Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. (F6) On March 4, 2021, the reporting person was granted 3,095 RSUs pursuant to the Escalade 2017 Plan, of which 1,031 RSUs vested and settled on March 4, 2022 and 1,032 RSUs vested and settled on March 4, 2023, as previously reported. The remaining 1,032 RSUs vested and settled on March 4, 2024, as reported on this Form 4. All RSUs settle in shares of ESCA common stock. |
| 6 | Derivative | Restricted Stock Units | 2024-03-02 | M | D | 1,667 | $0.00 | 1,667 | D | — · — to 2025-03-02 | 1,667 Common Stock | (F4) Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). (F1) Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. (F5) On March 2, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which 1,666 RSUs vested and settled on March 2, 2023, as previously reported . An additional 1,667 RSUs vested on March 2, 2024 and settled on March 4, 2024, as reported on this Form 4. The remaining 1,667 RSUs will vest on March 2, 2025, provided that the reporting person remains an officer of Escalade. All RSUs settle in shares of ESCA common stock. |