Form 4 for LUNG Pulmonx Corp
Accepted 2024-03-05 00:00:00 ET · period of report 2024-03-01 · accession 0001415889-24-006841 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-05 | 2024-03-01 | LUNG | Lehman David Aaron | GC | S - Sale | $9.06 | -4,351 | 149.4K | -3% | -$39.4K |
| D | 2024-03-05 | 2024-03-01 | LUNG | Lehman David Aaron | GC | A - Grant | $0.00 | +34.5K | 180.0K | +24% | $0 |
| D | 2024-03-05 | 2024-03-01 | LUNG | Lehman David Aaron | GC | A - Grant | $0.00 | +69.1K | 69.1K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-01 | S | D | 3,083 | $9.06 | 145,488 | D | — | — | |
| 2 | Common | Common Stock | 2024-03-01 | A | A | 34,500 | $0.00 | 179,988 | D | — | — | (F4) Represents grant of RSUs payable solely in common stock of the Issuer that vest over four years in equal quarterly installments beginning on March 1, 2024. |
| 3 | Common | Common Stock | 2024-03-01 | S | D | 809 | $9.06 | 148,571 | D | — | — | |
| 4 | Common | Common Stock | 2024-03-01 | S | D | 459 | $9.06 | 149,380 | D | — | — | |
| 5 | Derivative | Employee Stock Option (right to buy) | 2024-03-01 | A | A | 69,100 | $0.00 | 69,100 | D | $9.30 · — to 2034-02-28 | 69,100 Common Stock | (F5) The shares subject to the option vest in 48 equal monthly installments beginning on March 1, 2024. |