Form 4 for APT ALPHA PRO TECH LTD
Accepted 2024-03-19 00:00:00 ET · period of report 2024-03-15 · accession 0001415889-24-008394 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-19 | 2024-03-15 | APT | Buchan James | Dir | S - Sale+OE | $5.82 | -15.0K | 7,013 | -68% | -$87.3K |
| D | 2024-03-19 | 2024-03-15 | APT | Buchan James | Dir | M - OptEx | $3.42 | +15.0K | 21.0K | +249% | +$51.3K |
| DM | 2024-03-19 | 2024-03-15 | APT | Buchan James | Dir | M - OptEx | $0.00 | -15.0K | 19.2K | -44% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-15 | S | D | 1,000 | $5.78 | 6,013 | D | — | — | |
| 2 | Common | Common Stock | 2024-03-15 | S | D | 14,000 | $5.82 | 7,013 | D | — | — | |
| 3 | Common | options | 2024-03-15 | M | A | 15,000 | $3.42 | 21,013 | D | — | — | |
| 4 | Derivative | Options | 2024-03-15 | M | D | 5,000 | $0.00 | 14,180 | D | $3.42 · 2022-09-19 to 2024-09-18 | 5,000 Common Stock | |
| 5 | Derivative | Options | 2024-03-15 | M | D | 5,000 | $0.00 | 24,180 | D | $3.42 · 2020-09-19 to 2024-09-18 | 5,000 Common Stock | |
| 6 | Derivative | Options | 2024-03-15 | M | D | 5,000 | $0.00 | 19,180 | D | $3.42 · 2021-09-19 to 2024-09-18 | 5,000 Common Stock |